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Smart Wood Statement on Flor y Fauna



     To whom it may concern:

     Following is the Rainforest Alliance-Smart Wood Program Statement
     regarding the Certification of Flor y Fauna.  We would like to post
     our response in all electronic fora (e.g. Internet conferences,
     listserves, bulletin boards, web-sites, or other on-line services)
     where the issues have been raised.  As we are not aware of where
     you may have seen Julio Centeno's press releases posted, we would
     be grateful if you would provide us with this information as soon
     as possible, so that we can respond accordingly.  Please contact us
     at:

     smartwood@igc.apc.org

     Thank you.


     NEWS

     Contact:  Richard Donovan
     802-434-5491
     fax-434-3116

     For Immediate Release

     Flor y Fauna Certification:
     A Statement from Smart Wood

     New York, NY, March 11, 1996 -- Over the past weeks, a forest
     economist has raised concerns about the Rainforest Alliance's Smart
     Wood Program's certification of the Flor y Fauna plantation in Costa
     Rica.  The Smart WoodCM Program takes these claims seriously and is
     investigating them vigorously.  In March, Smart Wood will conduct
     its annual, previously-planned field audit of Flor y Fauna and the
     concerns will be addressed in a careful, systematic way that treats
     all parties fairly. A subsequent report will provide more detailed
     information on Smart Wood's findings and Flor y Fauna's
     certification.



     Smart Wood Program Background

     Smart Wood is a forest management certification program of the
     Rainforest Alliance, a nonprofit environmental group based in New
     York City, with field offices in Costa Rica, Vermont and Brazil.
     Formed in 1989 - 1990, Smart Wood is the oldest and largest forest
     management certification program in existence. Smart Wood was
     recently accredited as a certifier by the Forest Stewardship
     Council (FSC) for work in natural forest management. To foster
     regionally-based certification activities, Smart Wood has also
     recently launched a network of regional nonprofit partner
     organizations interested in establishing certification programs.
     The Smart Wood Program certifies operations based on guidelines and
     criteria to assess sustainable forest management, environmental and
     social impacts, and economic viability of operations. Currently
     analysis of economic viability does not address returns on
     financial investments in forestry operations. Though important,
     this type of activity and guarantee is outside of the scope of
     forest management certification.


          Flor y Fauna Certification

     In August 1993, the Smart Wood program conducted an initial
     certification assessment of Flor y Fauna. Flor y Fauna did not
     qualify for certification at this time, but as a result of the
     assessment and peer review process, Smart Wood established a set of
     pre-conditions that Flor y Fauna would have to meet in order to
     qualify for certification. In February 1995, Smart Wood conducted
     another assessment and determined that Flor y Fauna had responded
     positively over an 18-month period to meet the pre-conditions
     necessary to qualify for certification.

     Flor y Fauna, S.A. was granted Smart Wood certification in April
     1995 because of its commitment to serious long-term forestry, its
     efforts to balance timber production and conservation goals, and
     its positive relationships with employees and the local community.
     Flor y Fauna has made an aggressive effort to expand use of native
     tree species, as well as to conserve and expand remaining natural
     forest areas within the operation. Flor y Fauna provides health,
     education and income benefits above the norm for the region.

     Julio Centeno's Concerns

     Questions concerning Flor y Fauna's certification have been raised
     in the media by a forest economist named Julio Cesar Centeno. He
     has raised concerns about growth, yield and pricing projections,
     their implications for investors, and promotional claims related to
     the Forest Stewardship Council (FSC).

     Growth and Yield:

     Julio Centeno is concerned that Flor y Fauna's growth and yield
     projections originally made in 1993 were overly optimistic.  As
     pre-conditions for the certification, the Smart Wood Program
     required the following actions to address growth and yield:
     implementation of a long-term growth and yield monitoring system;
     and, improvement of the silvicultural plan for thinnings and other
     prescriptions that relate to yield and environmental impacts. Smart
     Wood does not guarantee growth and yield projections.  However,
     Smart Wood did review Flor y Fauna's growth data, and the company
     already was showing above-average growth performance. Based on this
     preliminary data, Smart Wood could not determine definitively that
     Flor y Fauna's range of growth projections would not be obtained.
     As part of the certification, Smart Wood is continuing to review
     growth and yield information.

     FSC Promotional Claims:

     Julio Centeno claims that Flor y Fauna and others may have misused
     the Forest Stewardship Council name in advertising. FSC is not a
     certifying agent; it accredits certifiers. Smart Wood is now
     working to verify Flor y Fauna's advertising claims with respect to
     FSC and/or Smart Wood. If deliberately misleading claims have been
     made by others, then appropriate actions will be taken. If
     inadvertent mistakes have lead to the confusion, then this
     underscores the need for continued efforts to supervise claims and
     to improve public understanding of certification terminology.
     Given the new, intricate, and rapidly evolving nature of
     certification, confusion still arises about the distinctions
     between terms such as "accredited by FSC" or "certified by an
     FSC-accredited  certification body based on FSC Principles and
     Criteria."   These distinctions are further complicated by the fact
     that FSC has already accredited certifiers for natural forest
     management, while accreditation for plantations is still underway.
     In the meantime, certifiers have tried to structure plantation
     activities in a manner consistent with  anticipated FSC norms and
     requirements.


     Pricing:

     Julio Centeno's concerns about pricing will be investigated.


          Established Complaint Procedures

     Smart Wood wholeheartedly supports the notion that concerned parties
     must raise issues about certification to certifiers and to FSC.
     There are established procedures for resolution of such complaints
     by certifiers and FSC. If a complainant is not satisfied with the
     actions taken by a certification body, then the complaint may be
     taken to the FSC. Those who wish to recognize and support the
     emerging certification movement under the auspices of the Forest
     Stewardship Council should follow established complaint procedures
     and allow time for investigation and response, before implementing
     actions without fair discussions or consultations that may bias the
     process or weaken the credibility of the entire certification
     movement.

     Mr. Centeno has informed Smart Wood in writing that he will not
     follow the formal complaint process for the resolution of his
     concerns. Instead, he has opted to go directly to the internet and
     other media to make his claims. It is unfortunate and surprising
     that Mr. Centeno does not appreciate the importance of formal due
     process procedures given his past experience as an interim board
     member for FSC and given his current position as a member of the
     governing board of another FSC-accredited certifier.


          Investigation Underway

     Nonetheless, Smart Wood is treating Mr. Centeno's concerns as a
     formal complaint. An investigation is underway to examine the
     degree to which the current issues raised by Mr. Centeno are based
     on well-founded, current and complete information, or other
     factors. Concerns will be addressed in a careful, systematic way
     that treats all parties fairly. A subsequent report will provide
     more detailed information on Smart Wood's findings and Flor y
     Fauna's certification.

     In March of 1996, Smart Wood will conduct its annual audit of Flor
     y Fauna to assess progress on certification conditions, as well as
     the other concerns that have been raised about advertising claims
     and growth and yield. Smart Wood will also contract a
     Dutch-speaking independent consultant to conduct a financial
     analysis.

     In addition to the above, Smart Wood has been informed by Flor y
     Fauna that it will also: a) contract a well-known international
     accounting firm to conduct an independent financial evaluation of
     the OHRA TEAKWOOD life insurance product; and, b) hire a Costa
     Rican consulting firm to also review, at the field level, growth
     and yield questions.


     Smart Wood:  Constantly Seeking Ways To Improve Forest
     Management/Certification

     Whatever the outcome of the complaint, Smart Wood hopes that Flor
     y Fauna's many positive contributions to plantation forestry in
     Costa Rica are not forgotten, and that others interested in
     promoting long-term forestry activities will not be discouraged by
     these debates.

     Since Smart Wood pioneered the concept of forest management
     certification in 1989-1990, it has had a revolutionary impact on
     the forest industry.  As a leader in the emerging field of forest
     management certification, The Rainforest Alliance believes that
     Smart Wood and others in the field must see criticism and
     challenges as opportunities to examine the role and scope of
     certification, and improve certification systems.

     Today certification is a tool to improve forest management. The
     current debate highlights questions about the role of certification
     in examining financial returns and investments as well, which are
     now outside of the scope of forest management certification. These
     are important matters and the FSC is examining how they might be
     addressed alongside forest management, environmental, social and
     more narrowly defined economic criteria now used for assessing
     operations.

     As a nonprofit organization committed to using certification as a
     tool for improving forestry from environmental, silvicultural and
     socioeconomic perspectives, Smart Wood and its regional nonprofit
     partners will continue to monitor forestry operations so that they
     produce positive short- and long-term changes in forest management.
     In its role as a nonprofit certifier, the Smart Wood Program is
     committed to keeping certification accessible to all types of
     forestry operations, including community-based operations, small
     landholders and commercial forestry operations of all sizes.


     The Rainforest Alliance

     The Rainforest Alliance is an international nonprofit organization
     dedicated to conserving tropical forests for the benefit of the
     global community. Its mission is to develop and promote
     economically viable and socially desirable alternatives to the
     destruction of this endangered, biologically diverse natural
     resource. The Rainforest Alliance pursues this mission through
     education, research in the social and natural sciences, and the
     establishment of cooperative partnerships with businesses,
     governments and local peoples.

     Smart Wood is a registered certification mark owned by the
     Rainforest Alliance.

     # # #


     Comments and concerns are welcome. A more detailed account of this
     issue can be obtained by contacting Richard Donovan, Director,
     Smart Wood, tel. 802-434-5491.




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